With over 15 years of industry experience, Brandon balances his extensive compliance background with having spent time early in his career in production. Brandon graduated from St. Cloud State University in MN with a degree in Finance. He has passed several securities qualification examinations (Series 7, 66, 24, 4, and 53) and has been actively engaged with various industry groups including the Securities Industry / Regulatory Council on Continuing Education where he served as the Regulatory Element Committee Chair. He is also is a currently serving on FINRA’s SIE Qualification Examination Content Committee.
Brandon enjoys volunteering with a variety of organizations, including Habitat for Humanity and SIFMA Foundation’s InvestWrite program. Brandon and his wife Kammi have two boys and live in Woodbury, MN. The family enjoys spending time golfing, downhill skiing and traveling while staying involved in youth sports.
Our team of experienced OSJs and branch managers are a consultative compliance resource. Meet the team that will help you achieve a more seamless experience when working with the broker/dealer and any compliance or regulatory need.